Mandatory information
Here you will find the following information:
- Internal complaints office
- Our institute and our services
- Disclosure pursuant to Art. 46 to 53 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of November 27, 2019
- Participation policy in accordance with 134b of the German Stock Corporation Act
- Sustainability-related disclosure in accordance with Disclosure Regulation (EU) 2019/2088
- Statement on the consideration of key adverse impacts on sustainability factors in investment advice
- Information on the options for managing inflows and outflows by issuing and redeeming units in investment funds
Our institute and our services
In the following, we inform you about EB – Sustainable Investment Management GmbH (EB-SIM) and its investment services and ancillary investment services in accordance with the provisions of securities law.
Information about our institute and our services
Disclosure pursuant to Art. 46 to 53 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of November 27, 2019
EB – Sustainable Investment Management GmbH (“EB-SIM”) is a medium-sized securities institution within the meaning of the Austrian Securities Institutions Act. EB-SIM is therefore obliged under Articles 46 to 53 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of November 27, 2019 (hereinafter “IFR” or “Investment Firm Regulation”) to disclose information on risk management, corporate governance, own funds and own funds requirements, remuneration policy, investment strategy and ESG issues. A corresponding disclosure report for the respective financial year can be found under the following link.
Participation policy in accordance with 134b of the German Stock Corporation Act
As an asset manager, EB – Sustainable Investment Management GmbH (EB-SIM) is obliged to disclose its involvement in the portfolio companies in accordance with the provisions of the Act Implementing the Second Shareholders’ Rights Directive (ARUG II).
EB-SIM acts exclusively in the interests of the investment funds and their investors. The guidelines set out in the following participation policy are regularly reviewed and adapted in accordance with legal or regulatory developments and requirements.
Participation policy in accordance with 134b of the German Stock Corporation Act
Sustainability-related disclosure in accordance with Disclosure Regulation (EU) 2019/2088
EB – Sustainable Investment Management GmbH (hereinafter: EB-SIM) is a financial market participant and a financial advisor within the meaning of Art. 2 No. 1b) of the Disclosure Regulation (EU) 2019/2088. Please find attached the updated list of amendments to the mandatory information published by us in accordance with Articles 3, 4, 5, 7 and 10 of the Disclosure Regulation:
List of amendments to the publications pursuant to Art. 3 4 5 of the Disclosure Regulation
List of amendments to the publication pursuant to Art. 7 Disclosure Regulation
List of amendments to the publications pursuant to Art. 10 of the Disclosure Regulation
The information required for the EB-SIM in accordance with Art. 3, 4 and 5 of the Disclosure Regulation can be found under the following link in the current version 7 dated 30.06.2023.
Publication pursuant to Art. 3, 4 and 5 of the Disclosure Regulation
PAI statement by a financial market participant at company level
Statement on strategies of EB Sustainable Investment Management GmbH for the purpose of due diligence in connection with the main adverse impacts of investment decisions on sustainability factors.
Disclosure pursuant to Art. 4 (1a) and (2) of the SFDR / PAI Statement EB-SIM / Summary
Statement on the consideration of key adverse impacts on sustainability factors in investment advice
Statement on the consideration of key adverse impacts on sustainability factors in investment advice
Statement on principal adverse impacts of investment advice on sustainability factors
Product (group) related disclosures:
Investment funds:
The information on our investment funds that is mandatory for the EB-SIM in accordance with Art. 7 of the Disclosure Regulation can be found on the product pages under “Sustainability-related disclosures”.
The information on our investment funds that is mandatory for the EB-SIM in accordance with Art. 10 of the Disclosure Regulation can be found on the product pages under “Sustainability-related disclosures”.
Asset Management (EB):
The information on asset management that is mandatory for EB-SIM in accordance with Art. 7 and Art. 10 of the Disclosure Regulation can be found in the information provided by Evangelische Bank:
Special AIFs
The information on the special AIFs that is mandatory for the EB-SIM pursuant to Art. 7 of the Disclosure Regulation can be found below:
For publication in accordance with Art. 10 Disclosure Regulation, we refer to the client information for special AIFs in accordance with Section 307 KAGB, which may be published by the respective capital management companies on their websites with restricted access.
Information on the options for managing inflows and outflows by issuing and redeeming units in investment funds
Under the amended German Investment Code, investment funds have the option of using additional liquidity management tools (LMT). LMTs can have an impact on the liquidity risk of the investment. Detailed information can be found here:
Further information on liquidity management tools in accordance with the German Investment Code
Internal complaints office
The satisfaction of our customers is our top priority. It is important to us to give you the opportunity to express criticism. We have therefore set up a central complaints management system and provided measures for handling complaints.
If you have a complaint, please contact the
EB – Sustainable Investment Management GmbH
Management
Ständeplatz 19
34117 Kassel
Phone: 0561 450603-3799
E-mail: info@eb-sim.de